Mr. Stone has twenty years of experience in the securities industry, providing legal representation to brokerage firms, investment professionals & investors, serving as an arbitrator and working as a financial advisor.
Westchester & White Plains Securities Industry Employment Disputes
Employment disputes in the securities industry can be costly, time-consuming affairs. Mr. Stone handles a wide variety of employment disputes, including:
- Restrictive covenants including non-competition and non-solicitation agreements
- Broker promissory note collection matters
- Bonus disputes involving investment bankers, traders, and research analysts
Strength from Experience
Whether you need pre-conflict advice or assistance with a securities dispute, Mr. Stone has the wisdom and securities industry knowledge necessary to provide sound legal advice. His more than 20 years of experience in the securities industry as a lawyer and as a broker have given Mr. Stone a unique perspective few other attorneys can offer. Westchester Securities attorney Mr. Stone has tried arbitrations before FINRA, the National Association of Securities Dealers (NASD), and the New York Stock Exchange in cities throughout the United States and represents parties in New York and Connecticut courts.
Contact our New Rochelle office today to arrange a consultation with Mr. Stone about your securities dispute. Call us to resolve your securities arbitration case at 866-720-3754.
