Toll Free: 866-720-3754
Phone: 914-636-2648
Fax: 914-636-2528
Email: dstone@dougstonelaw.com

30 Church Street, Suite 2A
New Rochelle, New York 10801
Mr. Stone has twenty years of experience in the securities industry, providing legal representation to brokerage firms, investment professionals & investors, serving as an arbitrator and working as a financial advisor.
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Contact Doug Stone

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Westchester & White Plains Securities Arbitration Lawyer

Disputes between customers and financial institutions may be resolved through securities arbitration.  While arbitration is a straightforward process, securities arbitration proceedings are intricate and must follow the strict guidelines of the Financial Industry Regulatory Authority (FINRA).  Mr. Stone has represented clients in cases involving:

 

  • Banc of America
  • Citigroup/Smith Barney
  • GunnAllen Financial
  • H&R Block Financial Advisors
  • Jesup & Lamont
  • Lehman Brothers
  • McMahan Securities
  • Merrill Lynch
  • Morgan Stanley Dean Witter
  • Prudential Securities
  • Quick & Reilly
  • Synergy Investment Group
  • TD Waterhouse Investor Services
  • UBS Financial Services
  • Wachovia Securities

 

Strength from Experience

Whether you need pre-conflict advice or assistance with a securities dispute, Mr. Stone has the wisdom and securities industry knowledge necessary to provide sound legal advice.  His more than 20 years of experience in the securities industry as a lawyer and as a broker have given Mr. Stone a unique perspective few other attorneys can offer.  Westchester Securities attorney Mr. Stone has tried arbitrations before FINRA, the National Association of Securities Dealers (NASD), and the New York Stock Exchange in cities throughout the United States and represents parties in New York and Connecticut courts.
Contact our New Rochelle office today to arrange a consultation with Mr. Stone about your securities dispute. Call us to resolve your securities arbitration case at 866-720-3754.


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