Mr. Stone represents
        securities and
        immigration clients
        nationally an
        employment and family
        law clients in New York,
        including New Rochelle,
        White Plains, Larchmont,
        Scarsdale, Bronxville,
        Pelham, Mount Vernon,
        Harrison, Purchase, the
Bronx, Manhattan, Queens, Brooklyn, and Connecticut. 
Toll Free: 866 484-0764
Phone: 914 636-2648
Fax: 866 484-0764

271 North Avenue, Suite 216
New Rochelle, New York 10801


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Investor Disputes Law Firm in Westchester &
White Plains

Two-thirds of all securities arbitrations are between brokers and clients. These claims often boil down to issues of suitability - whether or not the broker had a reasonable basis for recommending a security or investment strategy. The most common allegations of misconduct by a broker or a brokerage firm are:

Account overtrading (churning)       Misrepresentation/fraud
Unauthorized trading         Breach of contract
Negligence          Unsuitability
Breach of fiduciary duty   Failure to supervise
Omission of facts

Strength from Experience

Whether you need pre-conflict advice or assistance with a securities dispute, Mr. Stone has the wisdom and securities industry knowledge necessary to provide sound legal advice. His more than 20 years of experience in the securities industry as a lawyer and as a broker have given Mr. Stone a unique perspective few other attorneys can offer. Westchester Securities attorney Mr. Stone has tried arbitrations before FINRA, the National Association of Securities Dealers (NASD), and the New York Stock Exchange in cities throughout the United States and represents parties in New York courts. 

                our New Rochelle office today to arrange a consultation with Mr. Stone about your securities dispute. Call us to resolve your securities arbitration case at
866 484-0764.