Mr. Stone has twenty years of experience in the securities industry, providing legal representation to brokerage firms, investment professionals & investors, serving as an arbitrator and working as a financial advisor.
Douglas Stone
20 years of experience in the securities industry on your side
Douglas Stone has a thorough knowledge of the financial business. Before he became a lawyer, Mr. Stone was an investment broker. He knows how quickly industry problems arise—and he knows how to stop a small legal matter from turning into a big one.
Representation from the right angle
Whether you are seeking to file a claim or looking for an attorney to defend your rights, Mr. Stone knows how to approach your case to address the most important aspects. He serves a wide range of clients, including brokers, brokerage firms, and investors. Mr. Stone analyzes legal issues from a claimant's as well as a respondent’s perspective to find potential weaknesses and strengthen your case. Mr. Stone represents clients in securities arbitrations and pre-arbitration conflict resolution. He is a FINRA Dispute Resolution certified arbitrator and understands what arbitrators consider when they decide cases and what they find most persuasive.
Practice Areas
In addition to securities disputes, Mr. Stone assists clients with employment law, immigration law, and divorce cases.
Education Information:
- Brooklyn Law School, J.D., 1991
- University of North Carolina at Chapel Hill, B.A., 1981
Bar Admittance and Memberships:
- U.S. District Court, Southern District of New York, 2007
- U.S. District Court, Eastern District of New York, 2007
- U.S. District Court, District of Connecticut, 2007
- New York, 2003
- Connecticut, 2003
- U.S. District Court, District of Massachusetts, 1992
- Massachusetts, 1991
- New Rochelle Bar Association
- New York State Bar Association
- Westchester County Bar Association
